Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Dec 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (19 Apr 2021 to 30 Apr 2021)
    • [FCA CF] Client dealing (16 Jul 2018 to 30 Apr 2021)
    • CF30 Customer (10 Jan 2012 to 5 Apr 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (13 Jan 2016 to 2 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.