Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF1 Director (20 May 2009 to 13 Dec 2010)
    • CF30 Customer (20 May 2009 to 30 Mar 2012)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF29 Significant management (5 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (5 Mar 2008 to 30 Sep 2008)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF29 Significant management (5 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (5 Mar 2008 to 30 Sep 2008)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (5 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (5 Mar 2008 to 30 Sep 2008)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF29 Significant management (5 Mar 2008 to 4 Sep 2008)
    • CF30 Customer (5 Mar 2008 to 30 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.