CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2001
Companies House
03146580
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Marcus Alexander Low

    IRN MAL01087

    • CF30 Customer (18 Apr 2016 to 3 Oct 2019)
  • Marilyn Salkeld

    IRN MXS01361

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 1 Apr 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Mark Brackenridge

    IRN MXB07324

    • CF30 Customer (17 Oct 2018 to 24 Oct 2019)
  • Mark David Chadwick

    IRN MDC01077

    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Edward Whittaker

    IRN MEW01041

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 23 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Jason Ingram

    IRN MJI01019

    • CF30 Customer (17 Feb 2009 to 17 Jan 2012)
  • Mark Stephen Vincent

    IRN MSV01004

    • CF30 Customer (17 May 2011 to 15 Jul 2013)
  • Martyn Richard Percival

    IRN MRP01119

    • CF30 Customer (6 Oct 2008 to 29 May 2009)
  • Matthew Cyphus

    IRN MAC01316

    • CF30 Customer (26 Oct 2015 to 2 Oct 2019)
  • Matthew Richard Whittington

    IRN MRW01099

    • CF30 Customer (1 Nov 2007 to 15 Oct 2019)
    • CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.