CANACCORD GENUITY ASSET MANAGEMENT LIMITED

Date authorised
1 March 2001
Companies House
03146580
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Steven Rainbird

    IRN MSR01083

    • CF30 Customer (23 Apr 2008 to 15 Oct 2019)
  • Mervyn John Bradlow

    IRN MJB01286

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael James Harvey

    IRN MJH01312

    • CF30 Customer (12 Feb 2015 to 1 Feb 2019)
  • Michael John Davies

    IRN MJD01164

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jan 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
    • CF27 Investment Management (31 Mar 2005 to 31 Oct 2007)
  • Michael Richard Stranks

    IRN MRS01096

    • CF30 Customer (14 Jan 2011 to 2 Aug 2017)
  • Natalie Grace Howard

    IRN NGH01036

    • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
  • Neil Stuart Jones

    IRN NSJ01009

    • CF30 Customer (27 Nov 2014 to 30 Nov 2018)
  • Nicholas James Ede

    IRN NJE01027

    • CF26 Customer Trading (10 Mar 2005 to 28 Jul 2005)
  • Nicholas Leigh

    IRN NXL01074

    • CF30 Customer (1 Nov 2007 to 3 Oct 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nicholas Martin Robertson Muir

    IRN NMM00008

    • CF30 Customer (21 Jan 2019 to 16 Oct 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.