Michael John Davies

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Client dealing (2 Dec 2020 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (2 Dec 2020 to 19 Sep 2023)
    • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (1 Nov 2007 to 2 Oct 2019)
    • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jan 2006 to 31 Oct 2007)
    • CF27 Investment Management (31 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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