Nicholas Martin Robertson Muir

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (21 Jan 2019 to 16 Oct 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Jun 2009 to 20 May 2013)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (29 Jan 2009 to 20 May 2013)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (28 Mar 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 14 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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