CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Roy Brown

  IRN NRB01090

  • CF30 Customer (21 Mar 2016 to 2 Oct 2019)
• Nigel Forsyth Atkinson

  IRN NFA01012

  • CF30 Customer (7 Oct 2011 to 28 Dec 2012)
• Nigel Karim Beidas

  IRN NKB01013

  • CF30 Customer (1 Nov 2007 to 28 Jun 2018)
  • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nigel Mather

  IRN NXM00276

  • [FCA CF] Significant management (since 4 Aug 2025)
• Nigel Rosner

  IRN NKR01003

  • CF30 Customer (9 May 2016 to 31 Jan 2018)
• Oliver Michael Bedford

  IRN OMB01008

  • [FCA CF] Significant management (since 4 Aug 2025)
  • [FCA CF] Client dealing (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (since 2 Dec 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Nov 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 1 Nov 2006)
• Patrick Richard Evershed

  IRN PRE01026

  • CF30 Customer (12 May 2009 to 18 Aug 2017)
• Paul Alan Mansfield

  IRN PXM01687

  • CF30 Customer (11 Apr 2008 to 18 Mar 2013)
• Paul David Mudge

  IRN PXM00165

  • [FCA CF] Significant management (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 12 Jun 2025)
  • [FCA CF] Significant management (2 Dec 2020 to 24 Feb 2022)
• Paul Gwynfor Vaughan Price

  IRN PGP01031

  • CF30 Customer (1 Nov 2007 to 30 Mar 2018)
  • CF26 Customer Trading (18 Jun 2007 to 31 Oct 2007)

No changes recorded yet.