CANACCORD GENUITY ASSET MANAGEMENT LIMITED

• Principal Place of Business

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

  Web

  https://www.canaccord-wealth.com/asset-management

• Complaints Contact

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075234500

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm cannot undertake pension transfers and pension opt outs with respect to this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Richard Langford

  IRN PRL01029

  • CF30 Customer (1 Nov 2007 to 3 Oct 2019)
  • CF21 Investment Adviser (31 Mar 2005 to 31 Oct 2007)
  • CF27 Investment Management (31 Mar 2005 to 31 Oct 2007)
  • CF26 Customer Trading (28 Jan 2005 to 31 Oct 2007)
• Paul Robert Thomas Pearce

  IRN PRP01045

  • CF30 Customer (12 Aug 2015 to 8 Oct 2019)
• Peter Graham Hall

  IRN PGH01091

  • [FCA CF] Material risk taker (since 2 Dec 2020)
  • [FCA CF] Significant management (since 2 Dec 2020)
  • [FCA CF] Manager of certification employee (2 Dec 2020 to 17 Aug 2022)
  • CF1 Director (18 Sep 2017 to 31 May 2019)
• Peter Williams

  IRN PXW01265

  • CF30 Customer (1 Nov 2007 to 2 Apr 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Philip Hallam

  IRN PXH00313

  • [FCA CF] Client dealing (2 Mar 2021 to 2 May 2023)
• Phillip Spurgeon

  IRN PXS01788

  • CF30 Customer (16 May 2008 to 11 Aug 2008)
• Quratulain Salim

  IRN QXS00007

  • [FCA CF] Client dealing (since 31 Mar 2021)
• Rebecca Jones

  IRN RXJ01113

  • CF29 Significant management (1 Nov 2007 to 31 Mar 2011)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Rebecca Louise Avery

  IRN RLR01042

  • CF30 Customer (15 Dec 2014 to 13 Aug 2019)
• Riccardo Landucci

  IRN RXL01108

  • CF30 Customer (26 Jan 2015 to 3 Oct 2019)

No changes recorded yet.