Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- [FCA CF] Material risk taker (since 2 Dec 2020)
- [FCA CF] Significant management (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (2 Dec 2020 to 17 Aug 2022)
- CF1 Director (18 Sep 2017 to 31 May 2019)
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CG Wealth Planning Limited
FRN 594155
- [FCA CF] Significant management (since 2 Dec 2020)
- [FCA CF] Material risk taker (since 2 Dec 2020)
- [FCA CF] Manager of certification employee (since 2 Dec 2020)
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Canaccord Genuity Wealth Limited
FRN 194927
- SMF24 Chief Operations (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Oct 2019 to 8 Dec 2019)
- CF29 Significant management (28 Apr 2016 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 11 Apr 2011)
- CF1 Director (22 Jun 2007 to 25 Mar 2009)
- CF20 Significant Mgt (Settlements) (21 Jul 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.