Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 2 Dec 2020)
    • [FCA CF] Significant management (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (2 Dec 2020 to 17 Aug 2022)
    • CF1 Director (18 Sep 2017 to 31 May 2019)
    • [FCA CF] Significant management (since 2 Dec 2020)
    • [FCA CF] Material risk taker (since 2 Dec 2020)
    • [FCA CF] Manager of certification employee (since 2 Dec 2020)
    • SMF24 Chief Operations (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Oct 2019 to 8 Dec 2019)
    • CF29 Significant management (28 Apr 2016 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF29 Significant management (1 Nov 2007 to 11 Apr 2011)
    • CF1 Director (22 Jun 2007 to 25 Mar 2009)
    • CF20 Significant Mgt (Settlements) (21 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.