Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiske Plc

    FRN 124279

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
    • [FCA CF] Client dealing (since 25 Nov 2024)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Manager of certification employee (2 Mar 2021 to 13 Sep 2022)
    • [FCA CF] Client dealing (2 Dec 2020 to 13 Sep 2022)
    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 13 Sep 2022)
    • CF30 Customer (14 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (26 Jan 2015 to 3 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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