Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fiske Plc
FRN 124279
- 14. Managing investments
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
- [FCA CF] Client dealing (since 25 Nov 2024)
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- [FCA CF] Manager of certification employee (2 Mar 2021 to 13 Sep 2022)
- [FCA CF] Client dealing (2 Dec 2020 to 13 Sep 2022)
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 13 Sep 2022)
- CF30 Customer (14 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (26 Jan 2015 to 3 Oct 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.