Paul Robert Thomas Pearce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barratt & Cooke Limited

    FRN 428789

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 31 Mar 2025)
    • [FCA CF] Client dealing (since 24 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Jul 2023)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • [FCA CF] Functions requiring qualifications (2 Dec 2020 to 23 Jan 2023)
    • [FCA CF] Client dealing (2 Dec 2020 to 23 Jan 2023)
    • CF30 Customer (13 Mar 2019 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (12 Aug 2015 to 8 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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