Barratt & Cooke Limited

• Principal Place of Business

  5 Opie Street

  Norwich

  Norfolk

  NR1 3DW

  UNITED KINGDOM

  Phone

  +4401603624236

  Web

  https://www.barrattandcooke.co.uk

• Complaints Contact

  5 Opie Street

  Norwich

  Norfolk

  NR1 3DW

  UNITED KINGDOM

  Phone

  +4401603624236

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adrian John Mann

  IRN AXM00769

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 May 2022)
• Alastair Timothy Wilmot Jackson

  IRN ATJ01023

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Material risk taker (since 31 Mar 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (15 Sep 2008 to 8 Dec 2019)
• Andrew Burtenshaw

  IRN AXB01508

  • CF21 Investment Adviser (1 Apr 2005 to 4 Jun 2007)
• Andrew John Everall

  IRN AJE01058

  • CF30 Customer (1 Nov 2007 to 1 May 2011)
  • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
• Benjamin James COLEMAN

  IRN BJC01156

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (17 Oct 2016 to 8 Dec 2019)
• Charles George Pickering

  IRN CXP00741

  • [FCA CF] Client dealing (since 16 Jun 2025)
• Charles Leofric Thomas Temple-Richards

  IRN CLT00018

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Jun 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Jun 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
• Charles William Legh Barratt

  IRN CWB01025

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
  • CF2 Non Executive Director (3 Apr 2018 to 8 Dec 2019)
  • CF3 Chief Executive (20 Jun 2011 to 1 Dec 2015)
  • CF30 Customer (1 Nov 2007 to 3 Apr 2018)
  • CF1 Director (1 Apr 2005 to 3 Apr 2018)
  • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Apr 2005 to 31 Oct 2007)
• Edward Benson Sidgwick

  IRN EXS01450

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Material risk taker (since 31 Mar 2025)
  • [FCA CF] Manager of certification employee (since 16 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 May 2012 to 8 Dec 2019)
• Fergus Oliver Newman

  IRN FON01001

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2022)
  • CF30 Customer (8 Sep 2008 to 8 Dec 2019)

No changes recorded yet.