Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF2 Non Executive Director (3 Apr 2018 to 8 Dec 2019)
- CF3 Chief Executive (20 Jun 2011 to 1 Dec 2015)
- CF30 Customer (1 Nov 2007 to 3 Apr 2018)
- CF1 Director (1 Apr 2005 to 3 Apr 2018)
- CF8 Apportionment and Oversight (1 Apr 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.