Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (1 Jan 2021 to 25 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 25 Jun 2024)
    • CF30 Customer (24 May 2011 to 8 Dec 2019)
  • Barratt & Cooke Limited (no longer approved here)

    FRN 428789

    • CF30 Customer (1 Nov 2007 to 1 May 2011)
    • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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