Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CANACCORD GENUITY ASSET MANAGEMENT LIMITED
FRN 209741
- [FCA CF] Significant management (since 4 Aug 2025)
- [FCA CF] Material risk taker (since 12 Jun 2025)
- [FCA CF] Significant management (2 Dec 2020 to 24 Feb 2022)
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CG Wealth Planning Limited
FRN 594155
- [FCA CF] Significant management (since 28 Jul 2025)
- [FCA CF] Material risk taker (since 12 Jun 2025)
- [FCA CF] Material risk taker (30 Apr 2021 to 22 Feb 2022)
- [FCA CF] Significant management (2 Dec 2020 to 22 Feb 2022)
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Canaccord Genuity Wealth Limited
FRN 194927
- SMF5 Head of Internal Audit (since 15 Apr 2024)
- [FCA CF] Significant management (2 Dec 2020 to 24 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
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