Mark Stephen Vincent

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VINCO WEALTH MANAGEMENT LIMITED

    FRN 770606

    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2017 to 8 Dec 2019)
    • CF1 Director (3 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (3 Jul 2017 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF30 Customer (17 May 2011 to 15 Jul 2013)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF30 Customer (30 Nov 2007 to 8 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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