CAF Financial Solutions Limited

Date authorised
1 April 2013
Companies House
02771873
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000
    Web
    https://www.cafonline.org

  • Complaints Contact

    25 Kings Hill Avenue
    Kings Hill
    West Malling
    Kent
    ME19 4TA
    UNITED KINGDOM
    Phone
    +4403000123000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 5 limitations
    • · Limited to transaction-only activities with respect to products offered by the Charities Aid Foundation.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Investment Company with Variable Capital marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit", and "rights to or interests in investments - securety", (when the latter is associated with this specified investment”.
    • · Limited to unregulated collective investment scheme marketing activities with respect to products offered by the Charities Aid Foundation and, in carrying on such activities to the specified investments "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Wraight

    IRN SLR01050

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 May 2021 to 30 Aug 2023)
  • Sophie Green

    IRN SXG00342

    • [FCA CF] Material risk taker (5 Feb 2021 to 1 Oct 2021)
    • [FCA CF] Significant management (5 Feb 2021 to 1 Oct 2021)
  • Stephen David Ainger

    IRN SDA01041

    • CF2 Non Executive Director (7 Nov 2002 to 2 Oct 2006)
  • Susan Beverley Hudson

    IRN SXH00029

    • Director of firm who is not a certification employee or a SMF manager (since 4 Sep 2025)
  • Tracey Lynn Reddings

    IRN TLR01006

    • Responsible for Insurance Mediation (8 Jan 2007 to 30 Apr 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2008)
    • CF1 Director (1 Dec 2001 to 30 Apr 2008)
  • Trevor John Barratt

    IRN TXB01408

    • CF11 Money Laundering Reporting (2 Feb 2011 to 21 Sep 2012)
  • Vanessa Jane Sands

    IRN VXS00037

    • SMF16 Compliance Oversight (18 Feb 2021 to 30 Jun 2021)
    • SMF3 Executive Director (18 Feb 2021 to 1 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.