Tracey Lynn Reddings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Jul 2019)
    • CF1 Director (AR) (since 3 Jul 2019)
  • Reddings Wealth Management Limited

    FRN 842101

    • (3)Employed By (since 3 Jul 2019)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF29 Significant management (15 Nov 2017 to 30 Nov 2018)
    • CF30 Customer (15 Nov 2017 to 30 Nov 2018)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (8 Oct 2009 to 5 Sep 2011)
    • CF29 Significant management (30 Apr 2009 to 5 Sep 2011)
  • CAF Financial Solutions Limited (no longer approved here)

    FRN 189450

    • Responsible for Insurance Mediation (8 Jan 2007 to 30 Apr 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2008)
    • CF1 Director (1 Dec 2001 to 30 Apr 2008)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • CF1 Director (1 Dec 2001 to 30 Apr 2008)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2008)
    • CF3 Chief Executive (1 Dec 2001 to 30 Apr 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Apr 2008)

Recent activity

Updates to this individual's record on the FCA register.

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