Trevor John Barratt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Harpenden Building Society
FRN 157260
- Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2025)
Monmouthshire Building Society (no longer approved here)
FRN 206052
- SMF10 Chair of the Risk Committee (31 May 2018 to 21 Aug 2024)
CAF Financial Solutions Limited (no longer approved here)
FRN 189450
- CF11 Money Laundering Reporting (2 Feb 2011 to 21 Sep 2012)
CAF BANK LIMITED (no longer approved here)
FRN 204451
- CF11 Money Laundering Reporting (1 Feb 2011 to 30 Jun 2012)
- CF28 Systems and controls (25 Mar 2009 to 1 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.