Sarah Wraight

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAF Financial Solutions Limited (no longer approved here)

    FRN 189450

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 May 2021 to 30 Aug 2023)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • [FCA CF] Material risk taker (16 Apr 2021 to 6 Sep 2024)
    • [FCA CF] Significant management (16 Apr 2021 to 6 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (16 Apr 2021 to 6 Sep 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF10 Compliance Oversight (29 Jun 2005 to 30 Apr 2009)
    • CF11 Money Laundering Reporting (29 Jun 2005 to 30 Apr 2009)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF10 Compliance Oversight (29 Jun 2005 to 30 Apr 2009)
    • CF11 Money Laundering Reporting (29 Jun 2005 to 30 Apr 2009)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF11 Money Laundering Reporting (29 Jun 2005 to 30 Apr 2009)
    • CF10 Compliance Oversight (29 Jun 2005 to 30 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.