Date authorised
1 April 2013
Companies House
00240822
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522
  • Complaints Contact

    37 Fleet Street
    London
    EC4P 4DQ
    UNITED KINGDOM
    Phone
    +442073534522

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Land Loan Advice

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Trades With You Directly

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Share, Unit

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stuart William Friend Bates

    IRN SXB01429

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Mar 2017)
    • CF10a CASS Oversight function (18 Mar 2015 to 6 Mar 2016)
    • CF29 Significant management (18 Mar 2015 to 6 Mar 2016)
  • Thomas Piercey

    IRN TXP56961

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 1 Feb 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 Nov 2020)
  • Thomas Richard Orange

    IRN TRO01015

    • CF30 Customer (4 Aug 2014 to 6 Mar 2016)
  • Timothy Charles Bailey

    IRN TCB01043

    • CF30 Customer (8 Dec 2009 to 6 Mar 2016)
  • Toby Alastair Jameson-Till

    IRN TAJ01016

    • CF27 Investment Management (26 Apr 2004 to 27 Jan 2006)
    • CF22 Investment Adviser (Trainee) (14 Oct 2002 to 27 Jan 2006)
  • Tomas Joseph Hazleton

    IRN TJH01136

    • SMF4 Chief Risk (7 Mar 2016 to 31 Jan 2017)
    • CF28 Systems and controls (2 Sep 2014 to 6 Mar 2016)
  • Vahag. Nicholas Harutunian

    IRN VNH01004

    • CF30 Customer (23 Nov 2011 to 18 Jul 2014)
  • Venetia Elizabeth Hoare

    IRN VEH01004

    • SMF3 Executive Director (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Victoria Riley

    IRN VXR00106

    • SMF18 Other Overall Responsibility (since 27 Feb 2024)
  • William Jenkins

    IRN WXJ56951

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 1 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.