Timothy Charles Bailey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2026)
    • [FCA CF] Client dealing (since 23 Jan 2026)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Functions requiring qualifications (20 Feb 2017 to 3 Feb 2025)
    • [FCA CF] Client dealing (20 Feb 2017 to 3 Feb 2025)
    • CF27 Investment Management (1 Dec 2001 to 19 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • CF30 Customer (8 Dec 2009 to 6 Mar 2016)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (31 Jul 2002 to 19 Dec 2002)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 19 Dec 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.