Tomas Joseph Hazleton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • C. HOARE & CO. (no longer approved here)

    FRN 122093

    • SMF4 Chief Risk (7 Mar 2016 to 31 Jan 2017)
    • CF28 Systems and controls (2 Sep 2014 to 6 Mar 2016)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF28 Systems and controls (9 Jul 2012 to 8 Jul 2013)
    • CF1 Director (9 Jul 2012 to 8 Jul 2013)
  • GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122331

    • CF28 Systems and controls (9 Jul 2012 to 8 Jul 2013)
    • CF1 Director (9 Jul 2012 to 8 Jul 2013)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2010)
    • CF14 Risk Assessment (1 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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