Burgess & Lee Limited

• Principal Place of Business

  8 Portman Terrace

  Seabourne Road

  Bournemouth

  Dorset

  BH5 2HP

  UNITED KINGDOM

  Phone

  +4401202427586

  Web

  https://www.burgessandlee.co.uk

• Complaints Contact

  8 Portman Terrace

  Seabourne Road

  Bournemouth

  Dorset

  BH5 2HP

  UNITED KINGDOM

  Phone

  +441202427586

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jack William Baker

  IRN JWB01206

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • Responsibility for MCD Intermediation (since 5 Apr 2024)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (6 Dec 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2019 to 8 Dec 2019)
  • CF30 Customer (30 Aug 2016 to 8 Dec 2019)
• Jamie Mariani

  IRN JXM01613

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
• John Baron Holmes

  IRN JBH01068

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
  • CF1 Director (1 Jun 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (25 Oct 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Mar 2005 to 25 Oct 2005)
• Kieran Michael Burgess

  IRN KXB11677

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
• Laurence Gordon Lee

  IRN LGL00002

  • CF8 Apportionment and Oversight (19 Mar 2002 to 31 Dec 2004)
  • CF21 Investment Adviser (19 Mar 2002 to 31 Dec 2004)
  • CF10 Compliance Oversight (19 Mar 2002 to 31 Dec 2004)
  • CF1 Director (19 Mar 2002 to 2 Jan 2013)
• Lee Anthony Roberts

  IRN LAR00013

  • CF11 Money Laundering Reporting (30 Aug 2005 to 3 Sep 2007)
  • CF1 Director (29 Sep 2004 to 3 Sep 2007)
  • CF21 Investment Adviser (15 Dec 2003 to 3 Sep 2007)
• Neville Philip Shepherd

  IRN NPS00025

  • CF21 Investment Adviser (22 Apr 2003 to 1 Jul 2003)
• Nigel William Hinton

  IRN NWH01011

  • CF30 Customer (10 Jul 2012 to 29 Mar 2018)
• Paul Robin Priestley

  IRN PRP00004

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
  • CF30 Customer (5 Sep 2011 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Nov 2002 to 17 Dec 2002)
  • CF1 Director (8 Oct 2002 to 17 Dec 2002)
• Peter Kenneth Jeffrey

  IRN PKJ00001

  • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2002)
  • CF1 Director (1 Dec 2001 to 25 Feb 2002)

• L & M Mortgages Ltd (no longer appointed)

  FRN 464080 · Appointed 16 Feb 2007 · Until 7 Apr 2009

No changes recorded yet.