Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (19 Mar 2002 to 2 Jan 2013)
- CF10 Compliance Oversight (19 Mar 2002 to 31 Dec 2004)
- CF21 Investment Adviser (19 Mar 2002 to 31 Dec 2004)
- CF8 Apportionment and Oversight (19 Mar 2002 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.