Jamie Mariani

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Burgess & Lee Limited

    FRN 160493

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF30 Customer (1 Nov 2007 to 23 Dec 2016)
    • CF27 Investment Management (5 Dec 2005 to 31 Oct 2007)
    • CF1 Director (4 Oct 2005 to 31 Mar 2013)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (201)CF21 Investment Adviser (12 Apr 2005 to 16 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (201)CF21 Investment Adviser at STIFEL EUROPE LIMITED