John Baron Holmes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Burgess & Lee Limited (no longer approved here)

    FRN 160493

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • CF1 Director (1 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Mar 2005 to 25 Oct 2005)
  • Chase Buckingham Limited (no longer approved here)

    FRN 195271

    • CF22 Investment Adviser (Trainee) (14 May 2004 to 20 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.