BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chiara Ginty

  IRN CXG00317

  • [FCA CF] Material risk taker (since 15 Nov 2023)
  • [FCA CF] Significant management (since 11 Feb 2022)
• Chrisos Papavasiliou

  IRN CXP01137

  • CF30 Customer (28 Sep 2012 to 17 Apr 2013)
• Christelle Karine Veronique Girardie

  IRN CKG01005

  • [FCA CF] Client dealing (17 May 2022 to 25 Sep 2024)
• Christopher Charles Rollins

  IRN CCR01043

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (7 Jul 2021 to 12 Jan 2023)
  • SMF4 Chief Risk (9 Dec 2019 to 10 Jan 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 10 Jan 2023)
  • CF30 Customer (14 Jun 2018 to 8 Dec 2019)
  • CF1 Director (23 May 2018 to 8 Dec 2019)
  • CF3 Chief Executive (23 May 2018 to 8 Dec 2019)
• Christopher Haase

  IRN CXH01301

  • CF30 Customer (23 Oct 2014 to 8 Dec 2019)
• Christopher James McGale

  IRN CJM01171

  • CF30 Customer (22 Feb 2011 to 16 Jul 2012)
• Christopher Kemp

  IRN CXK00227

  • [FCA CF] Client dealing (2 Aug 2023 to 5 Jan 2026)
• Christopher Snow

  IRN CJS01285

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Cornelia Colonius

  IRN CXC01430

  • CF30 Customer (6 Aug 2010 to 19 Jan 2011)
• Craig Lee Kennett

  IRN CXK25243

  • [FCA CF] Significant management (since 16 Nov 2023)
  • [FCA CF] Material risk taker (since 16 Nov 2023)
  • SMF24 Chief Operations (23 Feb 2020 to 16 Nov 2023)

No changes recorded yet.