Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (7 Jul 2021 to 12 Jan 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Jan 2023)
    • SMF4 Chief Risk (9 Dec 2019 to 10 Jan 2023)
    • CF30 Customer (14 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (23 May 2018 to 8 Dec 2019)
    • CF1 Director (23 May 2018 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (30 Aug 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (30 Aug 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.