Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BTIG Limited
FRN 484589
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (7 Jul 2021 to 12 Jan 2023)
- SMF1 Chief Executive (9 Dec 2019 to 10 Jan 2023)
- SMF4 Chief Risk (9 Dec 2019 to 10 Jan 2023)
- CF30 Customer (14 Jun 2018 to 8 Dec 2019)
- CF3 Chief Executive (23 May 2018 to 8 Dec 2019)
- CF1 Director (23 May 2018 to 8 Dec 2019)
-
- CF30 Customer (30 Aug 2013 to 6 Mar 2016)
-
- CF30 Customer (30 Aug 2013 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.