Christopher James McGale

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (12 Feb 2016 to 29 Jul 2016)
LOMBARD STREET RESEARCH FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 502674
- CF30 Customer (10 Sep 2012 to 2 Aug 2013)
BTIG Limited (no longer approved here)
FRN 484589
- CF30 Customer (22 Feb 2011 to 16 Jul 2012)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (39)CF30 Customer (14 Sep 2010 to 25 Feb 2011)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF21 Investment Adviser (20 Jul 2005 to 23 Jul 2006)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF21 Investment Adviser (10 Mar 2005 to 25 Apr 2005)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.