BTIG Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
B T I G Ltd7 BishopsgateLondonCity Of LondonEC2N 3ARUNITED KINGDOM- Phone
- +4402076631700
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Complaints Contact
B T I G Ltd7 BishopsgateLondonCity Of LondonEC2N 3ARUNITED KINGDOM- Phone
- +4402076631700
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Cyril Alvarez Adriaansen
IRN CXA01313
- CF30 Customer (22 Sep 2009 to 17 Jun 2011)
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Daniel Alan Pope
IRN DAP01111
- [FCA CF] Client dealing (9 Dec 2019 to 20 May 2021)
- CF30 Customer (3 Jun 2019 to 8 Dec 2019)
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Daniel Muller
IRN DXM01392
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
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Daniel Want
IRN DJW01177
- [FCA CF] Client dealing (since 10 Mar 2025)
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Daniela Russo
IRN DXR13940
- CF30 Customer (24 Apr 2019 to 8 Dec 2019)
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Darren Russell Reiss
IRN DRR01032
- CF30 Customer (1 Apr 2010 to 12 Nov 2010)
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David Alexander Lempriere Arnold
IRN DAA01043
- [FCA CF] Client dealing (21 Sep 2020 to 28 Mar 2022)
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David Michael Crompton
IRN DMC01085
- CF30 Customer (1 Mar 2013 to 5 Apr 2017)
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David Mike Abraham
IRN DMA01035
- [FCA CF] Client dealing (20 Mar 2023 to 28 Nov 2024)
- CF30 Customer (6 Aug 2010 to 8 Dec 2019)
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David Paul Welch
IRN DPW01037
- [FCA CF] Client dealing (9 Dec 2019 to 27 Sep 2024)
- CF30 Customer (21 Feb 2013 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.