Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 10 Mar 2025)
-
- [FCA CF] Manager of certification employee (1 Oct 2022 to 4 Oct 2024)
- [FCA CF] Client dealing (12 Feb 2020 to 4 Oct 2024)
-
- CF30 Customer (22 Sep 2011 to 29 Nov 2019)
-
- CF30 Customer (1 Nov 2007 to 16 Sep 2011)
- CF21 Investment Adviser (11 Feb 2005 to 31 Oct 2007)
-
- CF21 Investment Adviser (5 Jul 2004 to 6 May 2005)
-
- CF26 Customer Trading (1 Dec 2001 to 2 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.