Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (6 Aug 2010 to 19 Jan 2011)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Feb 2009)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.