BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Allan Peter Bailey

  IRN APB01095

  • CF30 Customer (27 Apr 2012 to 4 Jun 2019)
• Alpesh Lad

  IRN AXL01178

  • CF30 Customer (5 May 2010 to 19 Jan 2011)
• Amreetpal Singh Summan

  IRN AXS02284

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
  • CF30 Customer (17 Jun 2019 to 8 Dec 2019)
• Andrew Andreou

  IRN AXA01147

  • CF30 Customer (1 Sep 2014 to 27 Feb 2015)
• Andrew Brian Rosen

  IRN ABR01007

  • CF30 Customer (15 Apr 2010 to 24 Sep 2012)
• Andrew Charles Walton

  IRN ACW01069

  • CF30 Customer (20 Apr 2009 to 2 Sep 2016)
• Andrew James Duke

  IRN AJD01160

  • CF30 Customer (22 Nov 2013 to 8 Dec 2019)
• Andrew Jarman

  IRN APJ01057

  • [FCA CF] Client dealing (since 10 May 2022)
• Andrew Thomas Robert Chappell

  IRN ATC01022

  • [FCA CF] Client dealing (1 Jul 2020 to 30 Sep 2024)
• Andrew Vass

  IRN AXV01187

  • [FCA CF] Client dealing (9 Dec 2021 to 18 Apr 2023)

No changes recorded yet.