Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BTIG Limited
FRN 484589
- [FCA CF] Client dealing (since 10 May 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2020)
- CF30 Customer (2 Aug 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (31 May 2017 to 1 Jun 2018)
- CF30 Customer (2 Nov 2010 to 17 Feb 2014)
- CF21 Investment Adviser (14 Mar 2005 to 29 May 2007)
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- CF30 Customer (8 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (4 Jun 2014 to 31 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2010)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.