Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BTIG Limited

    FRN 484589

    • [FCA CF] Client dealing (since 10 May 2022)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2020)
    • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (31 May 2017 to 1 Jun 2018)
    • CF30 Customer (2 Nov 2010 to 17 Feb 2014)
    • CF21 Investment Adviser (14 Mar 2005 to 29 May 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Dec 2015 to 6 Mar 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (4 Jun 2014 to 31 Aug 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.