Andrew Charles Walton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tourmaline Europe LLP

    FRN 552917

    • [FCA CF] Client dealing (since 8 Mar 2021)
    • [FCA CF] Material risk taker (since 8 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (20 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Dec 2016 to 8 Dec 2019)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (20 Apr 2009 to 2 Sep 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.