Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Grosvenor Financial Asset Management Limited
FRN 451634
- [FCA CF] Client dealing (since 3 Jul 2023)
- [FCA CF] Material risk taker (since 3 Jul 2023)
- [FCA CF] Client dealing (7 Apr 2022 to 24 Mar 2023)
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- [FCA CF] Material risk taker (11 Oct 2022 to 30 Jun 2023)
- [FCA CF] Client dealing (11 Oct 2022 to 30 Jun 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2022)
- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (14 Oct 2015 to 6 Mar 2016)
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- CF30 Customer (13 Jun 2013 to 2 Jun 2015)
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- CF30 Customer (21 Aug 2012 to 7 May 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.