BTIG Limited

• Principal Place of Business

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

  Web

  https://www.btig.com

• Complaints Contact

  B T I G Ltd

  7 Bishopsgate

  London

  City Of London

  EC2N 3AR

  UNITED KINGDOM

  Phone

  +4402076631700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Annabel Smith

  IRN AXS05672

  • [FCA CF] Client dealing (since 6 Jan 2026)
• Arabella Brandon

  IRN AXB02992

  • [FCA CF] Client dealing (since 9 Jan 2023)
• Balraj Singh Briah

  IRN BXB01095

  • [FCA CF] Material risk taker (22 Nov 2023 to 22 Apr 2024)
  • [FCA CF] Significant management (22 Nov 2023 to 22 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• Barry Colegate

  IRN BXC01118

  • CF30 Customer (14 May 2012 to 17 Jan 2019)
• Bernt Tony Nilsson

  IRN TXN01050

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Mar 2023)
  • CF30 Customer (23 Jan 2017 to 8 Dec 2019)
• Britt-Karin Oliver

  IRN BXO00027

  • [FCA CF] Significant management (9 Dec 2019 to 7 Feb 2022)
• Carlos Alberto Forjan Lueiro

  IRN CXF00200

  • [FCA CF] Client dealing (since 9 Dec 2021)
• Cedric Barbier

  IRN CXB01938

  • [FCA CF] Client dealing (3 Mar 2026 to 10 Apr 2026)
• Charles Robert Hawkesworth

  IRN CRH01127

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Chetan Bhan

  IRN CXB00969

  • [FCA CF] Client dealing (since 22 Jul 2024)

No changes recorded yet.