Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
- [FCA CF] Proprietary trader (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (25 Apr 2019 to 8 Dec 2019)
-
- CF30 Customer (14 May 2012 to 17 Jan 2019)
-
- CF30 Customer (10 Aug 2011 to 11 Apr 2012)
-
- CF21 Investment Adviser (29 Jan 2002 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.