Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (25 Apr 2019 to 8 Dec 2019)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (14 May 2012 to 17 Jan 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Aug 2011 to 11 Apr 2012)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 5 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.