Balraj Singh Briah

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Liquidnet Europe Limited

    FRN 198039

    • [FCA CF] Manager of certification employee (since 22 Jan 2025)
    • [FCA CF] Client dealing (since 22 Jan 2025)
  • TP ICAP Markets Limited

    FRN 124520

    • [FCA CF] Manager of certification employee (since 3 Jan 2025)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • [FCA CF] Significant management (22 Nov 2023 to 22 Apr 2024)
    • [FCA CF] Material risk taker (22 Nov 2023 to 22 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Apr 2024)
    • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (15 Apr 2011 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (15 Feb 2008 to 11 Apr 2011)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF26 Customer Trading (1 Dec 2001 to 23 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.