Brunswick Investment Management Limited

• Principal Place of Business

  Suite 7

  Wensum Mount Business Centre

  Low Road

  Hellesdon

  Norwich

  Norfolk

  NR6 5AQ

  UNITED KINGDOM

  Phone

  +441603895350

  Web

  https://www.brunswickim.com

• Complaints Contact

  Courtiers Investment Services, 18 Hart Street

  Henley-On-Thames

  Oxfordshire

  RG9 2AU

  UNITED KINGDOM

  Phone

  +4401491578368

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Juber Khan

  IRN JXK00488

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 28 Apr 2025)
  • [FCA CF] Client dealing (since 28 Apr 2025)
• Julian Jousiffee Barker

  IRN JJB01125

  • SMF3 Executive Director (since 30 Jan 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Sep 2025)
  • SMF16 Compliance Oversight (since 14 Feb 2025)
• Lee Foulger

  IRN LXF01377

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jan 2024)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jan 2024)
  • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (10 Dec 2018 to 1 Nov 2023)
  • CF1 Director (7 Feb 2018 to 8 Dec 2019)
• Lewis St John Jarrett

  IRN LSJ00002

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2025)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
  • CF1 Director (6 Sep 2017 to 8 Dec 2019)
• Mark Anthony Keryell

  IRN MAK01109

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Mar 2020)
  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
• Mark Ellisden Dubbins

  IRN MED00001

  • CF30 Customer (5 Jan 2019 to 8 Dec 2019)
• Martin Webster Hewetson

  IRN MXH01558

  • [FCA CF] Material risk taker (13 Jul 2020 to 23 Feb 2021)
  • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 23 Feb 2021)
  • [FCA CF] Client dealing (13 Jul 2020 to 23 Feb 2021)
• Michael James Saunders

  IRN MJS00140

  • [FCA CF] Client dealing (13 Jul 2020 to 28 Apr 2024)
  • [FCA CF] Functions requiring qualifications (13 Jul 2020 to 28 Apr 2024)
  • [FCA CF] Material risk taker (13 Jul 2020 to 28 Apr 2024)
• Michael Rains

  IRN MXR01146

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Apr 2026)
• Mohammed Hassan Latif

  IRN MXL00776

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2025)

No changes recorded yet.