Lee Foulger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hulbert West Limited

    FRN 452930

    • SMF3 Executive Director (since 6 Dec 2024)
    • SMF16 Compliance Oversight (since 9 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2024)
  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jan 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Jan 2024)
    • CF10 Compliance Oversight (14 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (10 Dec 2018 to 1 Nov 2023)
    • CF1 Director (7 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.