Hulbert West Limited

• Principal Place of Business

  8 St. Marys Court

  Carleton Forehoe

  Norwich

  Norfolk

  NR9 4AL

  UNITED KINGDOM

  Phone

  +4401603759784

  Web

  https://www.hulbertwestltd.co.uk

• Complaints Contact

  8 St. Marys Court

  Carleton Forehoe

  Norwich

  Norfolk

  NR9 4AL

  UNITED KINGDOM

  Phone

  +4401603759784

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barry Cushing

  IRN BXC00081

  • CF21 Investment Adviser (25 Oct 2006 to 24 Apr 2007)
• David Richard Adderson

  IRN DRA01059

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 9 Jun 2022)
  • CF1 Director (AR) (since 9 Jun 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (23 Jan 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (24 May 2007 to 31 Oct 2007)
• Edward Graham Evan Lovewell

  IRN EGL01023

  • CF30 Customer (6 May 2008 to 12 Sep 2008)
• Geoffrey Philip Harrison

  IRN GPH01066

  • CF30 Customer (1 Apr 2008 to 22 May 2010)
• James Robert West

  IRN JRW01245

  • CF30 Customer (8 Jan 2009 to 22 May 2014)
• Jeremy Herbert Ian Hulbert

  IRN JHH00001

  • CF2 Non Executive Director (11 May 2009 to 1 Dec 2010)
  • CF30 Customer (1 Nov 2007 to 8 May 2009)
  • CF11 Money Laundering Reporting (25 Oct 2006 to 27 Oct 2008)
  • CF1 Director (25 Oct 2006 to 27 Oct 2008)
  • CF10 Compliance Oversight (25 Oct 2006 to 27 Oct 2008)
  • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (25 Oct 2006 to 27 Oct 2008)
  • Responsible for Insurance Mediation (25 Oct 2006 to 27 Oct 2008)
• John James Ives

  IRN JJI01005

  • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
• Lee Foulger

  IRN LXF01377

  • SMF3 Executive Director (since 6 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2024)
  • SMF16 Compliance Oversight (since 9 Aug 2024)
• Michael David Harrison

  IRN MDH00014

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)
• Michael James Stanley

  IRN MJS00018

  • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
  • CF21 Investment Adviser (25 Oct 2006 to 31 Oct 2007)

• HW Advisory Services Limited

  FRN 935298 · Appointed 1 Oct 2020

No changes recorded yet.