Mark Anthony Keryell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Aug 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (30 Nov 2020 to 2 Jul 2021)
  • Brunswick Investment Management Limited (no longer approved here)

    FRN 618199

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Mar 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Mar 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Mar 2020)
    • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (24 Jun 2016 to 1 Aug 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (10 Mar 2010 to 31 May 2016)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 8 Jan 2010)
  • AMAS Ltd (no longer approved here)

    FRN 229875

    • (12)Employed By (18 Jan 2005 to 7 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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