Brookson Financial Limited

• Principal Place of Business

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

  Web

  https://www.brooksonfinancial.co.uk

• Complaints Contact

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Kelly Kilpin

  IRN KTB01008

  • [FCA CF] Significant management (since 20 Mar 2023)
  • [FCA CF] Manager of certification employee (since 5 Mar 2021)
• Martin John Hesketh

  IRN MJH01569

  • SMF3 Executive Director (9 Dec 2019 to 30 Jul 2020)
  • CF11 Money Laundering Reporting (5 May 2017 to 3 Dec 2018)
  • CF1 Director (5 May 2017 to 8 Dec 2019)
• Matthew David Fryer

  IRN MXF08487

  • SMF16 Compliance Oversight (since 14 Jun 2022)
  • SMF3 Executive Director (since 14 Jun 2022)
  • Responsibility for MCD Intermediation (since 14 Jun 2022)
  • Responsible for Insurance Distribution (since 14 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (3 Dec 2018 to 8 Dec 2019)
• Matthew George Cameron Saunders

  IRN MXS00782

  • [FCA CF] Client dealing (7 Sep 2021 to 7 Jan 2022)
  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 7 Jan 2022)
• Mike Carter

  IRN MIC01025

  • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 31 Jan 2025)
• Neil Young

  IRN NXY00019

  • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 30 Sep 2021)
  • [FCA CF] Client dealing (5 Mar 2021 to 30 Sep 2021)
• Nick Nijjar

  IRN NXN00161

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 30 May 2025)
• Paul Robert Barker

  IRN PRB01155

  • CF1 Director (27 Dec 2006 to 20 Mar 2008)
• Pawandeep Kaur

  IRN PXK00303

  • [FCA CF] Functions requiring qualifications (5 Dec 2024 to 4 Mar 2025)
• Peter Lower

  IRN PML00019

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 5 Mar 2021)
  • CF30 Customer (13 Sep 2018 to 8 Dec 2019)

No changes recorded yet.