Brookson Financial Limited

• Principal Place of Business

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

  Web

  https://www.brooksonfinancial.co.uk

• Complaints Contact

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Prashant Vaitha

  IRN PXV00019

  • [FCA CF] Functions requiring qualifications (20 Oct 2021 to 11 Feb 2022)
• Richard Don. Sherwood

  IRN RDS00015

  • CF1 Director (1 Dec 2001 to 1 Dec 2006)
• Richard James Heywood

  IRN RJH01308

  • CF30 Customer (19 Jul 2018 to 11 Dec 2018)
• Robert James Boland

  IRN RJB01474

  • CF30 Customer (15 Jun 2015 to 30 Jun 2017)
• Ryan Dowsing

  IRN RXD00234

  • [FCA CF] Manager of certification employee (since 10 Jan 2025)
• Simon Hywel Tudor-Price

  IRN SHT01021

  • CF11 Money Laundering Reporting (10 Sep 2010 to 10 Mar 2017)
  • CF1 Director (18 Aug 2009 to 10 Mar 2017)
• Steven Kenneth Schaus

  IRN SXS01215

  • SMF3 Executive Director (since 9 Mar 2023)
• Steven Victor Hope

  IRN SVH00005

  • CF21 Investment Adviser (7 May 2003 to 19 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2003)
• Thomas Jeremy Seddon

  IRN TJS01175

  • CF1 Director (10 Apr 2017 to 4 Nov 2019)

No changes recorded yet.