Kelly Kilpin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brookson Financial Limited
FRN 179752
- [FCA CF] Significant management (since 20 Mar 2023)
- [FCA CF] Manager of certification employee (since 5 Mar 2021)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)
APH Financial Management Services Ltd (no longer approved here)
FRN 160631
- (3)Employed By (5 Jul 2007 to 26 Oct 2007)

Updates to this individual's record on the FCA register.

21 hours ago
controlled function added: (3)Employed By at APH Financial Management Services Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.