Neil Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 17 Jan 2022)
    • CF1 Director (AR) (since 14 Jan 2022)
    • CF30 Customer (since 14 Jan 2022)
    • [FCA CF] Client dealing (since 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (30 Sep 2021 to 17 Jan 2022)
  • Plan With Neil Ltd

    FRN 964827

    • (1)Employed By (since 14 Jan 2022)
  • Brookson Financial Limited (no longer approved here)

    FRN 179752

    • [FCA CF] Client dealing (5 Mar 2021 to 30 Sep 2021)
    • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.