Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Openwork Limited
FRN 408285
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 4 Apr 2022)
- CF1 Director (AR) (since 23 Mar 2022)
- CF30 Customer (since 23 Mar 2022)
-
Saunders Financial Management Limited
FRN 971052
- (1)Employed By (since 23 Mar 2022)
-
- [FCA CF] Functions requiring qualifications (7 Sep 2021 to 7 Jan 2022)
- [FCA CF] Client dealing (7 Sep 2021 to 7 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.