BROKERTEC EUROPE LIMITED

• Principal Place of Business

  London Fruit & Wool Exchange

  1 Duval Square

  London

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

  Web

  https://www.cmegroup.com

• Complaints Contact

  C M E Group

  London Fruit & Wool Exchange

  1 Duval Square

  London

  Tower Hamlets

  E1 6PW

  UNITED KINGDOM

  Phone

  +442033793700

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Mark Yallop

  IRN JMY01007

  • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
  • CF14 Risk Assessment (21 Feb 2007 to 31 Oct 2007)
  • CF1 Director (1 Aug 2005 to 30 Jan 2007)
• John Phimister Sievwright

  IRN JPS01230

  • CF2 Non Executive Director (23 Sep 2010 to 4 Nov 2011)
• Johnathon Beck

  IRN JXB02325

  • CF30 Customer (23 Jan 2008 to 24 Feb 2010)
• Joseph Decamp

  IRN JXD00532

  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• Joseph Mandarino

  IRN JXM00706

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2026)
• Joseph Nicholas Dervish

  IRN JXD02456

  • SMF16 Compliance Oversight (since 7 Sep 2023)
• Josephus Franciscus van Huijgevoort

  IRN JXV00093

  • [FCA CF] Client dealing (3 Jan 2022 to 30 Mar 2026)
• Josh Matthews

  IRN JXM00721

  • [FCA CF] Manager of certification employee (12 Sep 2022 to 27 Nov 2023)
  • [FCA CF] Client dealing (12 Sep 2022 to 30 Mar 2026)
• Joshua Hadden

  IRN JXH00582

  • [FCA CF] Client dealing (6 Jul 2020 to 8 Nov 2021)
• Julie Ann Jack

  IRN JAJ01105

  • CF11 Money Laundering Reporting (9 Dec 2015 to 30 Dec 2016)

• EBS Dealing Resources International Limited (no longer appointed)

  FRN 793386 · Appointed 27 Nov 2017 · Until 20 Dec 2021 · Tied agent

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